RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• E••••• R•••••••••
- M•••••••• G••••• I••• institutional currentsince Feb 4, 2021 · Portland, Or
- E•••••••• F•••••••• A•••••••• I••• unclassifiedSep 3, 2010 to Feb 11, 2021 · Portland, Or
- W••••• M••••••••• I••• formerAug 12, 2003 to Jun 15, 2004 · Lake Oswego, Or
- E•••••••• F•••••••• A•••••••• I••• to M•••••••• G••••• I•••left Feb 11, 2021, registered Feb 4, 2021 (-7 days) · Other
- W••••• M••••••••• I••• to E•••••••• F•••••••• A•••••••• I•••left Jun 15, 2004, registered Sep 3, 2010 (2271 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 55derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address