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Registered advisor
T••• S•• J•••••
Feed of 09/14/2026
Also filed as T••• Sue Bachelder
At current firm
7 y
since Oct 15, 2018
In the industry
23 y
since Aug 21, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 15, 2018 · Toledo, Oh
- C••• B•••••••• S•••••••• I••• formerJan 30, 2015 to Oct 17, 2018 · Oregon, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Jan 9, 2015 · Cranberry Township, Pa
- A••••••••• A•••••• S•••••••• I••• unclassifiedFeb 13, 2007 to Oct 5, 2009 · Cranberry Township, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 17, 2018, registered Oct 15, 2018 (-2 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••left Jan 9, 2015, registered Jan 30, 2015 (21 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address