DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
1 y
since Jun 5, 2025
In the industry
46 y
since Jul 2, 1980 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 5, 2025 · Boca Raton, Fl
- Western International Securities formerJan 11, 2019 to Jun 5, 2025 · Glen Rock, Nj
- Benchmark Capital Advisors LLC formerOct 10, 2018 to Dec 31, 2018 · Glen Rock, Nj
- Benchmark Capital Advisors, Inc. formerAug 7, 2015 to Sep 25, 2018 · Glen Rock, Nj
- Palisade Capital Management, LP mixed wealthJan 1, 2001 to Aug 3, 2005 · Fort Lee, Nj
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to LPL Financial LLCleft Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- Benchmark Capital Advisors LLC to Western International Securitiesleft Dec 31, 2018, registered Jan 11, 2019 (11 days) · RIA to RIA
- Benchmark Capital Advisors, Inc. to Benchmark Capital Advisors LLCleft Sep 25, 2018, registered Oct 10, 2018 (15 days) · channel change inside one enterprise, not a move
- Palisade Capital Management, LP to Benchmark Capital Advisors, Inc.left Aug 3, 2005, registered Aug 7, 2015 (3656 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address