RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L••••••• R•••••
- A•••• P••• I••••••••• L•• independent RIA currentsince May 1, 2018 · Bainbridge Island, Wa
- U••••• C•••••• F•••••••• A••••••• independent RIADec 19, 2012 to Apr 26, 2018 · Seattle, Wa
- P•••••• I••••••••• M••••••••• I•• formerMar 7, 2011 to Apr 1, 2013 · Seattle, Wa
- W•• I••••••••• I••• formerMay 5, 2003 to Feb 7, 2012 · Seattle, Wa
- U••••• C•••••• F•••••••• A••••••• to A•••• P••• I••••••••• L••left Apr 26, 2018, registered May 1, 2018 (5 days) · RIA to RIA
- P•••••• I••••••••• M••••••••• I•• to U••••• C•••••• F•••••••• A•••••••left Apr 1, 2013, registered Dec 19, 2012 (-103 days) · Other
- W•• I••••••••• I••• to P•••••• I••••••••• M••••••••• I••left Feb 7, 2012, registered Mar 7, 2011 (-337 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address