RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• V•••••• S••••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jun 5, 2026 · Union, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 13, 2024 to Jun 15, 2026 · Newark, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• P•••••• C••••• W••••• L••left Jun 15, 2026, registered Jun 5, 2026 (-10 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• V•••••• S•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T• P•••••• C••••• W••••• L•• (registered 2026-06-05)Jun 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address