B•••••••• C••••• S•••••••

• O•••• W•••••• I••• BD affiliated current
  since Oct 29, 2021 · Huntington Beach, Ca
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Aug 3, 2016 to Apr 1, 2021 · Los Angeles, Ca
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Mar 7, 2011 to Jul 11, 2016 · El Segundo, Ca

• T••••••••• F•••••••• A•••••••• L•• to O•••• W•••••• I•••
  left Apr 1, 2021, registered Oct 29, 2021 (211 days) · Affiliated broker-dealer or bank to another
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to T••••••••• F•••••••• A•••••••• L••
  left Jul 11, 2016, registered Aug 3, 2016 (23 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address