DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• R••••• W••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•••••• W••••••
At current firm
20 y
since Aug 21, 2006
In the industry
23 y
since May 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••••• F•••••••• P••••••• S••••••• C•••• state registered currentsince Aug 21, 2006 · Alexandria, Va
- M••••• S•••••• D• I••• unclassifiedSep 16, 2003 to Aug 8, 2006 · Alexandria, Va
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to W•••••• F•••••••• P••••••• S••••••• C••••left Aug 8, 2006, registered Aug 21, 2006 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address