DFX Intelligence
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Registered advisor
E••• J•• T•• H•••••
Feed of 09/14/2026
Also filed as E••• S•••••••• J• S•••••••• J• H•••••
At current firm
5 y
since Sep 15, 2021
In the industry
19 y
since Sep 12, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Sep 15, 2021 · Orlando, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 12, 2016 to Sep 13, 2021 · Fort Worth, Tx
- T• A••••••••• I••• formerApr 12, 2016 to Oct 19, 2021 · Westlake, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 2, 2016 · Roanoke, Tx
- C•••• I••••••••• S••••••• C•••• formerAug 16, 2010 to Oct 1, 2012 · Wesley Chapel, Fl
- M•• F•••••••• S•••••••• I••• formerSep 18, 2007 to Aug 9, 2010 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Oct 19, 2021, registered Sep 15, 2021 (-34 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 13, 2021, registered Apr 12, 2016 (-1980 days) · channel change inside one enterprise, not a move
- J••• M••••• S••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Apr 2, 2016, registered Apr 12, 2016 (10 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••left Aug 9, 2010, registered Aug 16, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address