DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• B••••••• F•••••

C••••••• P•••• W••••• M•••••••••independent RIAToronto, On IA-onlyIAPD 4669674

Certified Financial Planner

Feed of 09/15/2026

Also filed as Brad F•••••

At current firm

6 y

since Mar 11, 2020

In the industry

23 y

since Jul 17, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P•••• W••••• M••••••••• independent RIA current
since Mar 11, 2020 · Toronto, On
C••••••• P•••• W••••• M••••••••• former
Nov 1, 2021 to Oct 12, 2022 · Irvine, Ca
C••••••• P•••• W••••• M••••••••• L•• former
Mar 11, 2020 to Nov 1, 2021 · Phoenix, Az
K••••••••• former
Jul 16, 2018 to Jan 31, 2020 · Phoenix, Az
1••• W••••• A••••••••• L•• unclassified
May 18, 2016 to Jan 20, 2018 · Stuart, Fl
K••••••••• former
May 29, 2009 to Jul 8, 2014 · Boynton Beach, Fl
C•••• B••••• T•• • A••••••••• L•• unclassified
May 22, 2008 to Oct 21, 2011 · West Palm Beach, Fl
K•••• C••••••• A•• A••••••••• I••• unclassified
Jun 28, 2004 to Jun 23, 2010 · West Palm Beach, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 25, 2003 to Feb 24, 2004 · Williston, Vt

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••• W••••• M••••••••• to no registered destination
left Oct 12, 2022 · Departure, no registered destination
C••••••• P•••• W••••• M••••••••• L•• to C••••••• P•••• W••••• M•••••••••
left Nov 1, 2021, registered Mar 11, 2020 (-600 days) · channel change inside one enterprise, not a move · moved with a team
K••••••••• to C••••••• P•••• W••••• M••••••••• L••
left Jan 31, 2020, registered Mar 11, 2020 (40 days) · RIA to RIA · moved with a team
1••• W••••• A••••••••• L•• to K•••••••••
left Jan 20, 2018, registered Jul 16, 2018 (177 days) · Other
K••••••••• to 1••• W••••• A••••••••• L••
left Jul 8, 2014, registered May 18, 2016 (680 days) · Other
C•••• B••••• T•• • A••••••••• L•• to K•••••••••
left Oct 21, 2011, registered May 29, 2009 (-875 days) · Other
K•••• C••••••• A•• A••••••••• I••• to C•••• B••••• T•• • A••••••••• L••
left Jun 23, 2010, registered May 22, 2008 (-762 days) · Other
A••••••••• F•••••••• S•••••••• L•• to K•••• C••••••• A•• A••••••••• I•••
left Feb 24, 2004, registered Jun 28, 2004 (125 days) · Other

Signals

J••• B••••••• F••••• no longer registered at C••••••• P•••• W••••• M•••••••••; no later IA registration on IAPD
Oct 12, 2022 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address