RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• B••••• S••••••
- B•••• W•••••• L•• independent RIA currentsince Dec 18, 2023 · Sarasota, Fl
- T•••••••• L•• formerMar 2, 2018 to Jun 26, 2024 · Sarasota, Fl
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 17, 2014 to Jun 1, 2018 · Sarasota, Fl
- T•••••••• L•• to B•••• W•••••• L••left Jun 26, 2024, registered Dec 18, 2023 (-191 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to T•••••••• L••left Jun 1, 2018, registered Mar 2, 2018 (-91 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- C••••••••• B••••• S•••••• left T•••••••• L•• for B•••• W•••••• L•• (registered 2023-12-18)Jun 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address