DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Robert Hermsen
Feed of 09/14/2026
At current firm
8 y
since Nov 22, 2017
In the industry
22 y
since Dec 11, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N.E.W. Advisory Services, LLC independent RIA currentsince Nov 22, 2017 · Hobart, Wi
- Sii Investments, Inc. formerJan 11, 2008 to Nov 22, 2017 · Hobart, Wi
- John Hancock Distributors LLC unclassifiedMar 17, 2004 to Dec 31, 2006 · St. Louis Park, Mn
Moves
a registration end followed by a registration begin elsewhere
- Sii Investments, Inc. to N.E.W. Advisory Services, LLCleft Nov 22, 2017, registered Nov 22, 2017 (0 days) · Other · moved with a team
- John Hancock Distributors LLC to Sii Investments, Inc.left Dec 31, 2006, registered Jan 11, 2008 (376 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address