RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•••• R••••••
- S••• H••• C•••••• independent RIA currentsince Dec 15, 2011 · Ann Arbor, Mi
- T•••••• I••••••••• M••••••••• L•• formerNov 4, 2010 to Apr 4, 2011 · Southfield, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 28, 2004 to Apr 2, 2007 · Ann Arbor, Mi
- T•••••• I••••••••• M••••••••• L•• to S••• H••• C••••••left Apr 4, 2011, registered Dec 15, 2011 (255 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•••••• I••••••••• M••••••••• L••left Apr 2, 2007, registered Nov 4, 2010 (1312 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address