D•••• Y••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Nov 4, 2022 · Dallas, Tx
• R•••••• J•••• • A••••••••• I••• national BD
  Oct 1, 2021 to Sep 30, 2022 · Frisco, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 16, 2018 to Oct 4, 2021 · Dallas, Tx

• R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 30, 2022, registered Nov 4, 2022 (35 days) · Affiliated broker-dealer or bank to wirehouse
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
  left Oct 4, 2021, registered Oct 1, 2021 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

• ••• Locked
  Sep 30, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address