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Registered advisor
S••••• K••••••••• T•••••••
Feed of 09/14/2026
Also filed as Sophadej K•••••••••
At current firm
4 y
since Mar 23, 2022
In the industry
21 y
since Oct 14, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• A•••• M••••••••• other currentsince Mar 23, 2022 · Roseville, Ca
- U•• F•••••••• S••••••• I••• wirehouseOct 14, 2004 to Feb 27, 2008 · Westlake Vill, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to P•••••••• A•••• M•••••••••left Feb 27, 2008, registered Mar 23, 2022 (5138 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address