DFX Intelligence
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Registered advisor
P••••• B• P••••
Feed of 09/14/2026
Also filed as P••••• B• P••••
At current firm
16 y
since Oct 13, 2009
In the industry
22 y
since Oct 29, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Oct 13, 2009 · Tampa, Fl
- I••••••••• A••••••• I••••••••• I••• unclassifiedJul 21, 2008 to Oct 5, 2009 · Peoria, Az
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• A••••••• I••••••••• I••• to J• W• C••• A•••••••• I•••left Oct 5, 2009, registered Oct 13, 2009 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address