R•••• M•••••• P•••••••

• R•• I••••••••• L•• state registered current
  since Jan 31, 2025 · Vernon, Ct
• R•• I••••••••• L•• state registered
  Mar 12, 2013 to Dec 31, 2024 · Vernon, Ct
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 8, 2006 to Feb 5, 2013 · West Hartford, Ct
• A•••••• I••• unclassified
  Apr 29, 2005 to Mar 8, 2006 · Farmington, Ct
• M••• S••••••••• C••••••••• unclassified
  Dec 2, 2003 to Apr 21, 2005 · Berlin, Ct
• T•••••• S••••••••• A••••••• C•••• unclassified
  Aug 29, 2003 to Dec 2, 2003 · Berlin, Ct

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• I••••••••• L••
  left Feb 5, 2013, registered Mar 12, 2013 (35 days) · Wirehouse to a state-registered adviser
• A•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move
• M••• S••••••••• C••••••••• to A•••••• I•••
  left Apr 21, 2005, registered Apr 29, 2005 (8 days) · Other
• T•••••• S••••••••• A••••••• C•••• to M••• S••••••••• C•••••••••
  left Dec 2, 2003, registered Dec 2, 2003 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address