DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• J••••• S•••••••

U•• P•••••• W••••• M••••••••• L••mixed wealthKansas City, Mo IA-onlyIAPD 4686294

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ben J••••• S•••••••

At current firm

0 y

since May 13, 2026

In the industry

23 y

since Sep 3, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• P•••••• W••••• M••••••••• L•• mixed wealth current
since May 13, 2026 · Kansas City, Mo
U•• F•••••••• S•••••••• I••• independent RIA
Oct 21, 2021 to Apr 14, 2026 · Leawood, Ks
L•• F•••••••• L•• BD affiliated
Jul 21, 2021 to Sep 9, 2021 · Overland Park, Ks
W•••••• • R••• former
Feb 20, 2007 to Jul 21, 2021 · Overland Park, Ks
N•• E•••••• S••••••••• C••••••••• former
Apr 20, 2005 to Nov 7, 2005 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S•••••••• I••• to U•• P•••••• W••••• M••••••••• L••
left Apr 14, 2026, registered May 13, 2026 (29 days) · Other · moved with a team
L•• F•••••••• L•• to U•• F•••••••• S•••••••• I•••
left Sep 9, 2021, registered Oct 21, 2021 (42 days) · Affiliated broker-dealer or bank to another
W•••••• • R••• to L•• F•••••••• L••
left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
N•• E•••••• S••••••••• C••••••••• to W•••••• • R•••
left Nov 7, 2005, registered Feb 20, 2007 (470 days) · Other

Signals

B••••••• J••••• S••••••• left U•• F•••••••• S•••••••• I••• for U•• P•••••• W••••• M••••••••• L•• (registered 2026-05-13)
Apr 14, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address