RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M••••• G••••••
- F••• W••••• M••••••••• L•• independent RIA currentsince Mar 19, 2024 · Plainfield, Ct
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 13, 2020 to Jul 11, 2024 · Kennesaw, Ga
- I• A••••••• S•••••••• I••• formerMar 30, 2015 to Feb 13, 2020 · Plainfield, Ct
- L•• F•••••••• L•• BD affiliatedMay 5, 2008 to Apr 17, 2015 · Webster, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 2, 2004 to Sep 19, 2005 · Wellesley Hills, Ma
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F••• W••••• M••••••••• L••left Jul 11, 2024, registered Mar 19, 2024 (-114 days) · Affiliated broker-dealer or bank to a newly registered adviser
- I• A••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 13, 2020, registered Feb 13, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to I• A••••••• S•••••••• I•••left Apr 17, 2015, registered Mar 30, 2015 (-18 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Sep 19, 2005, registered May 5, 2008 (959 days) · Other
- W•••••• M••••• G•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for F••• W••••• M••••••••• L•• (registered 2024-03-19)Jul 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address