DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Patrick Toutant
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Toutant
At current firm
16 y
since Oct 16, 2009
In the industry
23 y
since Sep 5, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Oct 16, 2009 · Eau Claire, Wi
- UBS Financial Services Inc. wirehouseAug 12, 2006 to Oct 16, 2009 · Eau Claire, Wi
- Piper Sandler & Co. institutionalJul 22, 2005 to Aug 12, 2006 · Eau Claire, Wi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 25, 2004 to Jul 28, 2005 · Eau Claire, Wi
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Stifel, Nicolaus & Company, Incorporatedleft Oct 16, 2009, registered Oct 16, 2009 (0 days) · Wirehouse to affiliated broker-dealer or bank
- Piper Sandler & Co. to UBS Financial Services Inc.left Aug 12, 2006, registered Aug 12, 2006 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Piper Sandler & Co.left Jul 28, 2005, registered Jul 22, 2005 (-6 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address