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Registered advisor
P•••• I•••••••• B•••••
Feed of 09/15/2026
Also filed as P•••• B•••••
At current firm
10 y
since Mar 15, 2016
In the industry
22 y
since Jan 17, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Mar 15, 2016 · Palm Harbor, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 15, 2011 to Mar 5, 2016 · Sun City Center, Fl
- N••• F•••••••• G••••• I••• formerMay 26, 2009 to Nov 17, 2011 · Venice, Fl
- Q•• F•••••••• L•• unclassifiedJun 25, 2004 to May 29, 2009 · Sun City Center, Fl
Moves
a registration end followed by a registration begin elsewhere
- T••••••••• F•••••••• A•••••••• L•• to J• W• C••• A•••••••• I•••left Mar 5, 2016, registered Mar 15, 2016 (10 days) · Other · moved with a team
- N••• F•••••••• G••••• I••• to T••••••••• F•••••••• A•••••••• L••left Nov 17, 2011, registered Dec 15, 2011 (28 days) · Other
- Q•• F•••••••• L•• to N••• F•••••••• G••••• I•••left May 29, 2009, registered May 26, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address