DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lawrence Paige Seiden
Feed of 09/14/2026
At current firm
8 y
since Aug 30, 2018
In the industry
23 y
since Aug 21, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stonex Advisors Inc. BD affiliated currentsince Aug 30, 2018 · Birmingham, Al
- Sterne Agee Investment Advisor Services, Inc. formerOct 8, 2010 to Jan 30, 2015 · Windsor Locks, Ct
- Saxony Capital Management, LLC independent RIANov 26, 2008 to Jul 9, 2010 · Toms River, Nj
- World Advisory Services formerSep 30, 2008 to Dec 10, 2008 · Lincroft, Nj
Moves
a registration end followed by a registration begin elsewhere
- Sterne Agee Investment Advisor Services, Inc. to Stonex Advisors Inc.left Jan 30, 2015, registered Aug 30, 2018 (1308 days) · corporate re-registration, not a move
- Saxony Capital Management, LLC to Sterne Agee Investment Advisor Services, Inc.left Jul 9, 2010, registered Oct 8, 2010 (91 days) · Other
- World Advisory Services to Saxony Capital Management, LLCleft Dec 10, 2008, registered Nov 26, 2008 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address