RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R••••••••• P••••••• L• asset manager currentsince Feb 5, 2025 · Mclean, Va
- S•••• C•••••• M••••••••• L•• otherJan 15, 2008 to Jan 5, 2016 · Arlington, Va
- P•••••••• A••••••• unclassifiedDec 2, 2003 to Dec 13, 2005 · Washington, Dc
- S•••• C•••••• M••••••••• L•• to R••••••••• P••••••• L•left Jan 5, 2016, registered Feb 5, 2025 (3319 days) · Other
- P•••••••• A••••••• to S•••• C•••••• M••••••••• L••left Dec 13, 2005, registered Jan 15, 2008 (763 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address