DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• M•••••••
Feed of 09/14/2026
Also filed as Dave Spencer Matthews
At current firm
2 y
since May 1, 2024
In the industry
22 y
since Dec 9, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F••••••••• L••• BD affiliated currentsince May 1, 2024 · Addison, Tx
- C•••••• S••••• • C••• I••• national BDJul 27, 2021 to Jan 8, 2024 · Southlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 23, 2014 to Sep 7, 2023 · Fort Worth, Tx
- T• A••••••••• I••• formerSep 21, 2006 to Oct 14, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 8, 2004 to Dec 23, 2014 · Southlake, Tx
- W•••• F•••• I••••••••• L•• unclassifiedDec 12, 2003 to Oct 15, 2004 · Keller, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to A••••••• F••••••••• L•••left Jan 8, 2024, registered May 1, 2024 (114 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jul 27, 2021 (-772 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Dec 23, 2014 (-2852 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 23, 2014, registered Sep 21, 2006 (-3015 days) · channel change inside one enterprise, not a move
- W•••• F•••• I••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Oct 15, 2004, registered Nov 8, 2004 (24 days) · Other
Signals
- D•••• M••••••• left C•••••• S••••• • C••• I••• for A••••••• F••••••••• L••• (registered 2024-05-01)Jan 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address