DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A••••• C•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Jan 23, 2017
In the industry
22 y
since Nov 24, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L••••• F•••••••• S•••••••• L•• independent RIA currentsince Jan 23, 2017 · Verona, Nj
- I••••••••• F•••••••• A••••••• L•• unclassifiedSep 4, 2008 to Mar 2, 2017 · Framingham, Ma
- F••••• F•••••••• A••••••••• I••• unclassifiedJul 19, 2006 to Dec 31, 2008 · Natick, Ma
- T••••• F•••••••• A••••••• L• unclassifiedDec 18, 2003 to Jul 6, 2006 · Cambridge, Ma
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• A••••••• L•• to L••••• F•••••••• S•••••••• L••left Mar 2, 2017, registered Jan 23, 2017 (-38 days) · Other
- F••••• F•••••••• A••••••••• I••• to I••••••••• F•••••••• A••••••• L••left Dec 31, 2008, registered Sep 4, 2008 (-118 days) · Other
- T••••• F•••••••• A••••••• L• to F••••• F•••••••• A••••••••• I•••left Jul 6, 2006, registered Jul 19, 2006 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address