RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R••••• M•••••••
- R••••••• P•••••• W••••• M••••••••• state registered currentsince Dec 8, 2022 · Frankenmuth, Mi
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedMay 24, 2011 to Jun 22, 2018 · Frankenmuth, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedJul 9, 2010 to May 2, 2011 · Kentwood, Mi
- A••••••• P••••••••• A•••••••• I•• formerJan 7, 2010 to Aug 25, 2011 · Holbrook, Ny
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to R••••••• P•••••• W••••• M•••••••••left Jun 22, 2018, registered Dec 8, 2022 (1630 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- A••••••• P••••••••• A•••••••• I•• to R•••• I••••••••• A••••••• L••left Aug 25, 2011, registered Jul 9, 2010 (-412 days) · Other
- R•••• I••••••••• A••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left May 2, 2011, registered May 24, 2011 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address