DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradford Petersen Bagby
Feed of 09/14/2026
Also filed as Bradford Peterson Bagby
At current firm
12 y
since Feb 27, 2014
In the industry
22 y
since Sep 30, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Trinity Capital Management, LLC state registered currentsince Feb 27, 2014 · Overland Park, Ks
- Bagby Capital Management, LLC unclassifiedMar 26, 2008 to Nov 21, 2011 · Kansas City, Mo
- Oppenheimer & Co. Inc. BD affiliatedNov 2, 2005 to Feb 19, 2008 · Kansas City, Mo
- Citigroup Global Markets Inc. BD affiliatedFeb 24, 2005 to Nov 25, 2005 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Bagby Capital Management, LLC to Trinity Capital Management, LLCleft Nov 21, 2011, registered Feb 27, 2014 (829 days) · Other
- Oppenheimer & Co. Inc. to Bagby Capital Management, LLCleft Feb 19, 2008, registered Mar 26, 2008 (36 days) · Other
- Citigroup Global Markets Inc. to Oppenheimer & Co. Inc.left Nov 25, 2005, registered Nov 2, 2005 (-23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address