A••••• T•••• T••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 21, 2021 · Lansing, Mi
• W•••••• • R••• former
  Feb 3, 2016 to Jul 21, 2021 · Lansing, Mi
• S•• BD affiliated
  Mar 8, 2010 to Feb 1, 2016 · Lansing, Mi
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 1, 2004 to May 4, 2006 · Okemos, Mi

• W•••••• • R••• to L•• F•••••••• L••
  left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
• S•• to W•••••• • R•••
  left Feb 1, 2016, registered Feb 3, 2016 (2 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to S••
  left May 4, 2006, registered Mar 8, 2010 (1404 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address