RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• N•••• K•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 5, 2021 · Portland, Or
- S••••••••• A•••••• A•••••••• I••• formerDec 1, 2017 to May 6, 2021 · Portland, Or
- S•• I••••••••• I••• formerFeb 22, 2007 to Dec 1, 2017 · Portland, Or
- E•••••••• A•••••••• L•• national BDSep 8, 2003 to Feb 8, 2007 · Portland, Or
- S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 6, 2021, registered May 5, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- S•• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 1, 2017, registered Dec 1, 2017 (0 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to S•• I••••••••• I•••left Feb 8, 2007, registered Feb 22, 2007 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address