RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H••••••
- F•• W••••• M••••••••• L•• BD affiliated currentsince Aug 1, 2024 · West Des Moines, Ia
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 25, 2004 to Jun 21, 2006 · Blackwell, Ok
- W•••••• • R••• formerSep 15, 2003 to Feb 11, 2004 · Edmond, Ok
- M•• I•••••••• S•••••••• L•• to F•• W••••• M••••••••• L••left Jun 21, 2006, registered Aug 1, 2024 (6616 days) · Other
- W•••••• • R••• to M•• I•••••••• S•••••••• L••left Feb 11, 2004, registered Aug 25, 2004 (196 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address