DFX Intelligence
RIA Intelligence
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Registered advisor
R••••• E• F•••••••
Feed of 09/14/2026
At current firm
4 y
since Sep 29, 2021
In the industry
20 y
since Feb 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J•••• G••• R••••••• • A••••••• state registered currentsince Sep 29, 2021 · Short Hills, Nj
- A•• A•••• M••••••••• L•• independent RIASep 16, 2020 to Mar 2, 2021 · Somerset, Nj
- R••• A•••• M••••••••• L•• formerSep 4, 2019 to Dec 31, 2020 · Maplewood, Nj
Moves
a registration end followed by a registration begin elsewhere
- A•• A•••• M••••••••• L•• to J•••• G••• R••••••• • A•••••••left Mar 2, 2021, registered Sep 29, 2021 (211 days) · RIA to a state-registered adviser
- R••• A•••• M••••••••• L•• to A•• A•••• M••••••••• L••left Dec 31, 2020, registered Sep 16, 2020 (-106 days) · RIA to a newly registered adviser · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address