RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• B••••••• P••••
- F•••• A••••• F••••• O••••• independent RIA currentsince Jun 29, 2021 · Naples, Fl
- C•••••• W••••• A••••••• formerNov 28, 2006 to Dec 31, 2010 · Naples, Fl
- N•• A•••••• S•••••••• L•• formerOct 20, 2005 to Sep 11, 2006 · Naples, Fl
- K•••••• C•••••• M•••••• I••• unclassifiedJan 16, 2004 to Jul 7, 2005 · Naples, Fl
- C•••••• W••••• A••••••• to F•••• A••••• F••••• O•••••left Dec 31, 2010, registered Jun 29, 2021 (3833 days) · Other
- N•• A•••••• S•••••••• L•• to C•••••• W••••• A•••••••left Sep 11, 2006, registered Nov 28, 2006 (78 days) · Other
- K•••••• C•••••• M•••••• I••• to N•• A•••••• S•••••••• L••left Jul 7, 2005, registered Oct 20, 2005 (105 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address