DFX Intelligence
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Registered advisor
C••••••• A••• G••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
11 y
since Dec 23, 2014
In the industry
22 y
since Dec 15, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• W••••• M••••••••• I••• independent RIA currentsince Dec 23, 2014 · Boston, Ma
- P••••••• unclassifiedOct 23, 2009 to Nov 20, 2012 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedJul 21, 2008 to Oct 30, 2015 · Holliston, Ma
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•••••••left Oct 30, 2015, registered Oct 23, 2009 (-2198 days) · Other
- P••••••• to A•••••• W••••• M••••••••• I•••left Nov 20, 2012, registered Dec 23, 2014 (763 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address