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Registered advisor
W•••••• A•••••• M•••••
Feed of 09/14/2026
Also filed as A•••••• M•••••
At current firm
21 y
since Jun 9, 2005
In the industry
22 y
since Oct 31, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 9, 2005 · Lakeway, Tx
- U••••• S••••••••• A•••••••• I••• unclassifiedMar 5, 2004 to Jun 9, 2005 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDNov 3, 2003 to Jan 5, 2004 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- U••••• S••••••••• A•••••••• I••• to L•• F•••••••• L••left Jun 9, 2005, registered Jun 9, 2005 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U••••• S••••••••• A•••••••• I•••left Jan 5, 2004, registered Mar 5, 2004 (60 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address