DFX Intelligence
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Registered advisor
J•••• B••••••• L•••••
Feed of 09/14/2026
Also filed as Ben L•••••
At current firm
19 y
since Feb 20, 2007
In the industry
22 y
since Nov 20, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 20, 2007 · Murfreesboro, Tn
- N•• A•••••• S•••••••• L•• formerMay 26, 2006 to Mar 2, 2007 · Murfreesboro, Tn
- G•••••••• F••••••••• I•• unclassifiedMay 26, 2004 to May 26, 2006 · Murfreesboro, Tn
Moves
a registration end followed by a registration begin elsewhere
- N•• A•••••• S•••••••• L•• to L•• F•••••••• L••left Mar 2, 2007, registered Feb 20, 2007 (-10 days) · Other
- G•••••••• F••••••••• I•• to N•• A•••••• S•••••••• L••left May 26, 2006, registered May 26, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address