RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• A•••••• R••••••
- V•••••• A•••• M••••••••• I••• state registered currentsince Mar 3, 2017 · Saint Louis, Mo
- C••••••••• A••••••• formerMay 22, 2015 to May 31, 2016 · Eureka, Mo
- C••••••••• A••••••• formerJan 19, 2010 to Dec 31, 2014 · Eureka, Mo
- C••••••••• A••••••• formerFeb 13, 2008 to Dec 31, 2009 · Eureka, Mo
- Q•••••• A•••• M••••••••• I••• formerAug 28, 2006 to Feb 12, 2008 · Ann Arbor, Mi
- C••••••••• A••••••• to V•••••• A•••• M••••••••• I•••left May 31, 2016, registered Mar 3, 2017 (276 days) · Other
- Q•••••• A•••• M••••••••• I••• to C••••••••• A•••••••left Feb 12, 2008, registered Feb 13, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address