DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Randall Scholl

MML Investors Services, LLCBD affiliatedCumberland, Ri dual registrantIAPD 4705103

Feed of 09/14/2026

Also filed as Randall David Scholl

At current firm

0 y

since Apr 9, 2026

In the industry

22 y

since Jul 13, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Apr 9, 2026 · Cumberland, Ri
Citizens Securities, Inc. BD affiliated
Aug 22, 2022 to Apr 8, 2026 · Woburn, Ma
Osaic Wealth, Inc. BD affiliated
Nov 2, 2018 to Aug 22, 2022 · Warwick, Ri
Signator Investors, Inc. former
Jun 20, 2017 to Nov 2, 2018 · Warwick, Ri
LPL Financial LLC BD affiliated
Oct 12, 2011 to Jun 13, 2017 · San Diego, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Nov 1, 2011 · Boston, Ma
Banc Of America Investment Services, Inc. unclassified
Oct 20, 2004 to Oct 23, 2009 · Lincoln, Ri
Quick & Reilly, Inc. unclassified
Jul 15, 2004 to Oct 20, 2004 · Lincoln, Ri

Moves

a registration end followed by a registration begin elsewhere

Citizens Securities, Inc. to MML Investors Services, LLC
left Apr 8, 2026, registered Apr 9, 2026 (1 days) · Affiliated broker-dealer or bank to another
Osaic Wealth, Inc. to Citizens Securities, Inc.
left Aug 22, 2022, registered Aug 22, 2022 (0 days) · Affiliated broker-dealer or bank to another
Signator Investors, Inc. to Osaic Wealth, Inc.
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
LPL Financial LLC to Signator Investors, Inc.
left Jun 13, 2017, registered Jun 20, 2017 (7 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Nov 1, 2011, registered Oct 12, 2011 (-20 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

Randall Scholl left Citizens Securities, Inc. for Mml Investors Services, Llc (registered 2026-04-09)
Apr 8, 2026 · Advisor changed firm · fact
Randall Scholl left Osaic Wealth, Inc. for Citizens Securities, Inc. (registered 2022-08-22)
Aug 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address