DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• E• M••••••

D••• F•••••••• A•••••••• L••state registeredRochester, NyIA-onlyIAPD 4706430

Personal Financial Specialist

Feed of 09/14/2026

Also filed as J••••• Elizabeth Riepe

At current firm

0 y

since Mar 19, 2026

In the industry

23 y

since Sep 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••• F•••••••• A•••••••• L•• state registered current
since Mar 19, 2026 · Rochester, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Oct 28, 2025 · Rush, Ny
A•••••• A••••••• S••••••• former
Oct 24, 2023 to Sep 5, 2025 · Rochester, Ny
D••• F•••••••• A•••••••• L•• state registered
Jun 22, 2021 to Feb 26, 2026 · Rochester, Ny
D•••• K••••• W••••• C••• A•••••••• L•• state registered
Jun 21, 2021 to Feb 26, 2026 · Rochester, Ny

Moves

a registration end followed by a registration begin elsewhere

D••• F•••••••• A•••••••• L•• to A•••••• A••••••• S•••••••
left Feb 26, 2026, registered Oct 24, 2023 (-856 days) · Other · moved with a team
D•••• K••••• W••••• C••• A•••••••• L•• to D••• F•••••••• A•••••••• L••
left Feb 26, 2026, registered Jun 22, 2021 (-1710 days) · Other · moved with a team
C••••• I••••••••• A••••••• L•• to D••• F•••••••• A•••••••• L••
left Oct 28, 2025, registered Mar 19, 2026 (142 days) · Affiliated broker-dealer or bank to a state-registered adviser
A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move

Signals

J••••• E• M•••••• left D••• F•••••••• A•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-10-24)
Feb 26, 2026 · Advisor changed firm · fact
J••••• E• M•••••• left D•••• K••••• W••••• C••• A•••••••• L•• for D••• F•••••••• A•••••••• L•• (registered 2021-06-22)
Feb 26, 2026 · Advisor changed firm · fact
J••••• E• M•••••• left C••••• I••••••••• A••••••• L•• for D••• F•••••••• A•••••••• L•• (registered 2026-03-19)
Oct 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address