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Registered advisor
B•••• O••• T•••••••••
Feed of 09/14/2026
Also filed as B•••• T•••••••••
At current firm
2 y
since Oct 4, 2023
In the industry
22 y
since Oct 20, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• C•••••• A••••••• L•• BD affiliated currentsince Oct 4, 2023 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseMar 1, 2013 to Oct 13, 2023 · New York, Ny
- B••••••• C•••••• I••• formerJan 21, 2009 to Mar 18, 2013 · New York, Ny
- L••••• B••••••• I••• unclassifiedFeb 14, 2008 to Oct 15, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• C•••••• A••••••• L••left Oct 13, 2023, registered Oct 4, 2023 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- B••••••• C•••••• I••• to U•• F•••••••• S••••••• I•••left Mar 18, 2013, registered Mar 1, 2013 (-17 days) · Other
- L••••• B••••••• I••• to B••••••• C•••••• I•••left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
Signals
- B•••• O••• T••••••••• left U•• F•••••••• S••••••• I••• for S•••••• C•••••• A••••••• L•• (registered 2023-10-04)Oct 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address