DFX Intelligence
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Feed of 09/14/2026
At current firm
5 y
since Sep 22, 2021
In the industry
20 y
since Aug 10, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 22, 2021 · Austin, Tx
- W•••• F•••• A••••••• wirehouseSep 3, 2014 to Sep 29, 2021 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 11, 2014 · Temple, Tx
- C•••• I••••••••• S••••••• C•••• formerJun 3, 2011 to Oct 1, 2012 · Temple, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 14, 2006 to May 26, 2009 · Savannah, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 3, 2006 to Nov 13, 2006 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Sep 29, 2021, registered Sep 22, 2021 (-7 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 11, 2014, registered Sep 3, 2014 (145 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to C•••• I••••••••• S••••••• C••••left May 26, 2009, registered Jun 3, 2011 (738 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address