RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R••• Z•••
- B•••••••• C•••••• P•••••••• L•• independent RIA currentsince Sep 1, 2026 · Scottsdale, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 18, 2017 to Aug 19, 2026 · Scottsdale, Az
- I••••••••• C•••••• O• A••••••• I••• formerMar 2, 2009 to Oct 18, 2017 · Scottsdale, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B•••••••• C•••••• P•••••••• L••left Aug 19, 2026, registered Sep 1, 2026 (13 days) · Affiliated broker-dealer or bank to independent RIA
- I••••••••• C•••••• O• A••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 18, 2017, registered Oct 18, 2017 (0 days) · Other · moved with a team
- W•••••• R••• Z••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for B•••••••• C•••••• P•••••••• L•• (registered 2026-09-01)Aug 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address