RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• D•••• S••••••••
- S•••••••• F•••••••• G•••• L•• state registered currentsince Jan 1, 2026 · Summit, Nj
- W•••••• I••••••••• S••••••••• formerJun 14, 2006 to Dec 31, 2019 · Summit, Nj
- I••••••••• A••••••• S••••••• I•• formerJun 5, 2006 to Jul 13, 2006 · Summit, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 28, 2004 to Mar 16, 2006 · Jersey City, Nj
- W•••••• I••••••••• S••••••••• to S•••••••• F•••••••• G•••• L••left Dec 31, 2019, registered Jan 1, 2026 (2193 days) · RIA to a state-registered adviser
- I••••••••• A••••••• S••••••• I•• to W•••••• I••••••••• S•••••••••left Jul 13, 2006, registered Jun 14, 2006 (-29 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• A••••••• S••••••• I••left Mar 16, 2006, registered Jun 5, 2006 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address