T•••••• D•••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Oct 4, 2019 · Birmingham, Al
• F•• S••••••••• C••••••••• former
  Mar 29, 2007 to Oct 10, 2019 · Birmingham, Al
• A••••••••• F•••••••• S•••••••• L•• national BD
  Mar 23, 2004 to Jul 24, 2006 · Birmingham, Al

• F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Oct 10, 2019, registered Oct 4, 2019 (-6 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to F•• S••••••••• C•••••••••
  left Jul 24, 2006, registered Mar 29, 2007 (248 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address