RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• R••• M•••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 13, 2023 · Fort Mill, Sc
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerApr 17, 2017 to Jan 10, 2018 · Franklin, Tn
- L•• F•••••••• L•• BD affiliatedDec 13, 2005 to Jun 26, 2012 · Murfreesboro, Tn
- E•••••• S••••••• A•••••••• I••• unclassifiedFeb 8, 2005 to Jul 26, 2005 · Brentwood, Tn
- L•• F•••••••• L•• BD affiliatedOct 5, 2004 to Aug 4, 2005 · Brentwood, Tn
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Jan 10, 2018, registered Sep 13, 2023 (2072 days) · Other
- L•• F•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Jun 26, 2012, registered Apr 17, 2017 (1756 days) · Other
- L•• F•••••••• L•• to E•••••• S••••••• A•••••••• I•••left Aug 4, 2005, registered Feb 8, 2005 (-177 days) · Other
- E•••••• S••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 26, 2005, registered Dec 13, 2005 (140 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address