RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••••••• N••• H•••
- K•••••• F•••••••• G•••• independent RIA currentsince Jan 10, 2022 · Granger, In
- K•••••• F•••••••• G•••• independent RIASep 17, 2010 to Dec 31, 2021 · Goshen, In
- N•••••• I••••••••• I••• unclassifiedSep 15, 2006 to Jul 2, 2007 · Mishawaka, In
- E•••••••• A•••••••• L•• national BDMar 8, 2004 to Aug 28, 2006 · New York, Ny
- N•••••• I••••••••• I••• to K•••••• F•••••••• G••••left Jul 2, 2007, registered Sep 17, 2010 (1173 days) · Other
- E•••••••• A•••••••• L•• to N•••••• I••••••••• I•••left Aug 28, 2006, registered Sep 15, 2006 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address