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Registered advisor
M•••••• S••••••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as M•••••• S••••••
At current firm
7 y
since Jun 6, 2019
In the industry
22 y
since Dec 19, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••••••• C•••••• L•• other currentsince Jun 6, 2019 · West Harrison, Ny
- R••••••• C•••••• M••••••••• unclassifiedOct 3, 2011 to Dec 11, 2012 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- R••••••• C•••••• M••••••••• to W••••••••• C•••••• L••left Dec 11, 2012, registered Jun 6, 2019 (2368 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address