RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• S•••••••
- C••••• W••••• A••••••• state registered currentsince May 2, 2024 · Anchorage, Ak
- P•••••• C••••• W••••• A•••••••• L•• state registeredMay 4, 2018 to May 17, 2024 · Anchorage, Ak
- W••• I••••••••• I••• unclassifiedApr 5, 2007 to Dec 10, 2007 · Sherman Oaks, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Jul 5, 2006 · Encino, Ca
- T• A••••••••• I••• formerFeb 28, 2005 to Jul 5, 2006 · Encino, Ca
- M••••• S•••••• D• I••• unclassifiedJan 28, 2004 to Feb 22, 2005 · Woodland Hls, Ca
- P•••••• C••••• W••••• A•••••••• L•• to C••••• W••••• A•••••••left May 17, 2024, registered May 2, 2024 (-15 days) · Other · moved with a team
- W••• I••••••••• I••• to P•••••• C••••• W••••• A•••••••• L••left Dec 10, 2007, registered May 4, 2018 (3798 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to W••• I••••••••• I•••left Jul 5, 2006, registered Apr 5, 2007 (274 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 5, 2006, registered Apr 25, 2006 (-71 days) · Other
- M••••• S•••••• D• I••• to T• A••••••••• I•••left Feb 22, 2005, registered Feb 28, 2005 (6 days) · Other
- A••• S••••••• left P•••••• C••••• W••••• A•••••••• L•• for C••••• W••••• A••••••• (registered 2024-05-02)May 17, 2024 · advisor firm c••••• · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address