J•••• M•••••• G•••••••

• O•••• I••••••••• I••• BD affiliated current
  since Mar 6, 2020 · Farmington, Ct
• L•• F•••••••• L•• BD affiliated
  Oct 11, 2011 to Mar 18, 2020 · West Manchester, Ct
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Aug 3, 2011 to Oct 11, 2011 · Bristol, Ct

• L•• F•••••••• L•• to O•••• I••••••••• I•••
  left Mar 18, 2020, registered Mar 6, 2020 (-12 days) · Affiliated broker-dealer or bank to another
• U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
  left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address