DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• R••••• P••••

G•••• V••••• A•••••• G••••• L••independent RIASparta, Nj IA-onlyIAPD 4719249

Feed of 09/15/2026

Also filed as G••••• R••••• P••••

At current firm

0 y

since Nov 7, 2025

In the industry

22 y

since Oct 28, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••• V••••• A•••••• G••••• L•• independent RIA current
since Nov 7, 2025 · Berwyn, Pa
L•• F•••••••• L•• BD affiliated
Oct 16, 2024 to Nov 17, 2025 · Sparta, Nj
J• W• C••• A•••••••• I••• BD affiliated
Sep 11, 2023 to Oct 24, 2024 · Sparta, Nj
G•••• V••••• A•••••• G••••• L•• independent RIA
Jan 4, 2021 to Sep 5, 2023 · Sparta, Nj
T••••• C•••••• M••••••••• L•• independent RIA
Jul 28, 2017 to Dec 2, 2020 · Sparta, Nj
S•• BD affiliated
May 18, 2015 to Jun 22, 2017 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to G•••• V••••• A•••••• G••••• L••
left Nov 17, 2025, registered Nov 7, 2025 (-10 days) · Affiliated broker-dealer or bank to independent RIA
J• W• C••• A•••••••• I••• to L•• F•••••••• L••
left Oct 24, 2024, registered Oct 16, 2024 (-8 days) · Affiliated broker-dealer or bank to another
G•••• V••••• A•••••• G••••• L•• to J• W• C••• A•••••••• I•••
left Sep 5, 2023, registered Sep 11, 2023 (6 days) · RIA to affiliated broker-dealer or bank
T••••• C•••••• M••••••••• L•• to G•••• V••••• A•••••• G••••• L••
left Dec 2, 2020, registered Jan 4, 2021 (33 days) · RIA to RIA
S•• to T••••• C•••••• M••••••••• L••
left Jun 22, 2017, registered Jul 28, 2017 (36 days) · Other

Signals

G••••• R••••• P•••• left L•• F•••••••• L•• for G•••• V••••• A•••••• G••••• L•• (registered 2025-11-07)
Nov 17, 2025 · a•••••• firm change · fact
G••••• R••••• P•••• left J• W• C••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-10-16)
Oct 24, 2024 · a•••••• firm change · fact
G••••• R••••• P•••• left G•••• V••••• A•••••• G••••• L•• for J• W• C••• A•••••••• I••• (registered 2023-09-11)
Sep 5, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address