DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Wood Abbott
Feed of 09/14/2026
Also filed as Woody Abbott
At current firm
6 y
since Aug 25, 2020
In the industry
22 y
since Jul 13, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Aug 25, 2020 · Dallas, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 15, 2008 to Aug 27, 2020 · Dallas, Tx
- UBS Financial Services Inc. wirehouseOct 24, 2006 to Aug 29, 2008 · Dallas, Tx
- Ameriprise Financial Services, LLC national BDJul 14, 2004 to Sep 29, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Stifel, Nicolaus & Company, Incorporatedleft Aug 27, 2020, registered Aug 25, 2020 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 29, 2008, registered Aug 15, 2008 (-14 days) · Wirehouse to wirehouse
- Ameriprise Financial Services, LLC to UBS Financial Services Inc.left Sep 29, 2006, registered Oct 24, 2006 (25 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address