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Registered advisor
C•••••• E••• C•••••
Feed of 09/14/2026
Also filed as Coop C•••••
At current firm
9 y
since Mar 25, 2017
In the industry
18 y
since May 21, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · West Chester, Oh
- M•• F•••••••• S•••••••• I••• formerMay 20, 2014 to Mar 25, 2017 · Cincinnati, Oh
- N•• A•••••• S•••••••• L•• formerMay 21, 2008 to Mar 30, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Mar 30, 2009, registered May 20, 2014 (1877 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address